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The firm has argued that a demand for emails and other records by the agency earlier this year was unduly burdensome.September 18
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Experts say these loans deserve a second look, partly because of a series of federal reforms in recent years.March 13
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By allowing disciplinary actions to be expunged from certificants’ records, the board is sabotaging its own efforts to raise industry standards.January 24
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The fees affected hundreds of thousands of customers and the total cost could climb to more than $180 million, according to a report in The Wall Street Journal.July 20
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The court said the in-house SEC judge who handled Raymond Lucia’s case was a constitutional "officer," meaning he should have been directly appointed by the SEC.June 21
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Attorneys are preparing written objections to the settlement, which they may file in the next 15 to 30 days.September 5
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Regulations can take a long time to reverse.August 24
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Regulators are contacting the bank after financial details of some 50,000 clients were inadvertently sent to an outside party, according to a person with knowledge of the matter.July 24
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The penalty is the largest ever imposed by the Consumer Financial Protection Bureau.September 8
