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Barclays
Barclays to retire $1.2B of ETNs
The shake up could strand investors with hard-to-trade securities.
Cash-stuffed envelopes integral to broker’s $1M kickback scheme: SEC
To get in on hot IPOs, a client delivered cash payments to the broker at bars and restaurants, the regulator alleges.
Facing $1M clawback, advisor finally gets day in court — and wins
A federal judge ruled that the ex-Barclays advisor had been unfairly forced into FINRA arbitration, where a panel had ruled against him.
Mutual funds see massive performance variations following Trump's win
54% of mutual funds underperformed their benchmarks since the election, researchers find.
An election guide to the markets for advisors
Here's what to watch for just before the counting of ballots begins.