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Credit Suisse
Barclays to retire $1.2B of ETNs
The shake up could strand investors with hard-to-trade securities.
Identifying investment risk: Harvey Weinstein as Exhibit A
“For progress, we need to make people just the right amount of uncomfortable," says Erika Karp of Cornerstone Capital Group.
ETFs quake as volatility prompts collapse of inverse notes
Credit Suisse said it will liquidate an ETP, effectively wiping out a fund whose market value topped $2 billion just three weeks ago.
Family wealth advisors get richer right along with their clients
With bonuses, which can account for half of total pay, the average pay for a North American family office CEO totaled $631,000.
SEC: Credit Suisse to pay $90M for padding assets
Employees inflated new client assets managed from the fourth quarter of 2011 to 2012 to meet sales targets, according to the regulator.
Did FINRA just open the floodgates to millions in claims against Credit Suisse?
Brokers whose deferred pay has been withheld could soon file claims after the regulator confirmed advisers' right to take disputes to FINRA arbitration.
Credit Suisse CEO Asks for Pay Cut, Ends Up with $4.7M
Tidjane Thiam received less pay than his target after the chief executive officer volunteered for a 40% bonus cut as a gesture to beleaguered traders.
