CUSO Financial Services

The broker-dealer refuted allegations that it used false advertising to mislead customers into thinking that the investment services it provided through a Utah-based credit union were part of the credit union.

The securities watchdog reprimanded the broker-dealers for allegedly not distinguishing their services from those of the credit unions they did business with.

Tulsa Federal Credit Union’s sole advisor, who joined from Merrill Lynch, is already months ahead of schedule.

The sale will allow Cadaret to provide advisors with future growth opportunities, the 75-year-old co-founder of the IBD said.

The two broker-dealers have a new owner eager to grow the businesses considerably.

Meet the best of the best in the bank channel. Read about how they approach their jobs, how they serve clients and how they made the list.

Here we conclude with the fourth and final segment of the Top 100 Bank Advisors. You can see all the other rankings (1-75) in our corresponding slideshows.