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RBC Capital Markets
What’s an advisor to do when 10-year Treasurys hit 3%?
Anticipating volatility and its implications could make a big difference.
Former RBC broker barred for not complying with FINRA probe
The regulator was looking into customer complaints and arbitration claims that rep engaged in unsuitable trading.
RBC advisor, firm to pay elderly client $723K for going overboard on oil and gas MLPs
The senior's investments were overly concentrated with as much as 95% of her portfolio invested at times in oil and gas master limited partnerships.