© 2020 Arizent. All rights reserved.
1. Analyze your SMAs
2. Don't hide under an umbrella
Pedestrians with umbrellas pass in front of the New York Stock Exchange (NYSE) in New York, U.S., on Monday, March 27, 2017. U.S. stocks fell, extending a decline on Friday after President Trump failed to pass his health-care bill, undermining optimism he can enact growth policies that invigorated bulls after the election. Photographer: Michael Nagle/Bloomberg
3. Break down your social life
A job seeker takes a Snapchat photo with Snap Inc. representatives during the TechFair LA job fair in Los Angeles, California, U.S., on Thursday, Jan. 26, 2017. Filings for U.S. unemployment benefits rose more than forecast last week amid holiday-related volatility, while remaining low by historical standards. Photographer: Patrick T. Fallon/Bloomberg
4. Up your office listings
Attendees stand in front of a backdrop of the City of London at a "Paris Meets London" meeting organized by Paris Europlace, the French capital's lobby group, at the Shangri-La hotel in The Shard in London, U.K., on Monday, Feb. 6, 2017. Paris could lure as many as 20,000 workers from Britain's finance industry with the exodus potentially starting within weeks as the U.K. begins its withdrawal from the European Union, according to Europlace. Photographer: Jason Alden/Bloomberg
5. Name your compliance czar
Joe Ratterman of Bats Global Markets Inc., Nasdaq OMX Group Inc arrive for a meeting at the Securities and Exchange Commission in Washington, D.C., U.S., on Monday, May 10, 2010. The chief executive officers of the biggest U.S. stock markets were called to a meeting at the U.S.Securities and Exchange to discuss last week’s selloff in equities, according to four people familiar with the situation. Photographer: Joshua Roberts/Bloomberg
6. Break down your assets
7. Get your head around wraps
Colleagues at work
8. Explain how referrals impact pay
9. ID more bad apples
Under chairman Jay Clayton, the Securities and Exchange Commission wants to open up private markets to a wider range of investors.
10. Out your auditor